The private equity firm failed to properly disclose fees and conflicts of interest to limited partners in some funds, the SEC said.
The cloud computing company's shares soared 90% on their first day of trading, giving it a market cap that is more than double its private valuation.
But capital markets execs expect only $15 billion in IPO proceeds this year, the lowest total since 2003.
The South Korean conglomerate is reportedly the target of a bribery investigation that led to a raid on its headquarters last week.
Investors enjoyed about an 8% first-day pop in US Foods, the first major leveraged buyout to go public since last year.
The public shell companies the defendants sold included an e-cigarette marketer, an online résumé-building service, and a portal to view movie…
AdvanSix would be a publicly traded, tax-free spinoff of Honeywell's resins and chemicals business.
The shares are expected to price at the low end of the target range of $15.50 to $17.50.
The JOBS Act has been an important tool for pre-IPO companies seeking to raise equity capital.
Four opinions on whether the JOBS Act is a help or hindrance to companies seeking capital.