Through June 30, the Department of Justice has launched 13 FCPA anti-corruption enforcement actions in 2014, many of them against individuals.
Six U.S. companies have adopted a Delaware bylaw that shifts legal fees to the suing investors if their case is not successful.
France’s largest bank gets fined for evading American sanctions.
With premiums rising for cyber insurance and supply-chain coverage, CFOs and risk managers can curb the expense by self-insuring.
The takeaway for CFOs? Possibly less overall exposure to securities class actions, and more litigation costs earlier in the process.
The finance chief had a conflict of interest in overseeing trades for both a fund and an affiliated broker-dealer.
Belfort tells the Risk and Insurance Management Society his “ultimate knockout blow was self-inflicted, and it was from a lack of ethics and…
A federal appeals court strikes down a key disclosure requirement, calling into question the rule's purpose.
The enforcement action is another sign of increased scrutiny of corporate accounting by the Securities and Exchange Commission.
The CFO of Pact, a non-governmental organization (NGO), talks about the challenges of having the government as a customer.