The whistleblower suit alleged Moody's issued false credit ratings on complex securities, costing the U.S. government billions.
The SEC and New York State allege the banks misrepresented that they would keep high-frequency traders out of their alternative trading systems.
An appeals court ordered a new trial for the CFO and CEO of the surgical device maker. Both are serving prison terms.
The settlement “validates our resolve and reinforces our confidence in our remaining RMBS-related cases," said Ambac's CEO.
The decision in a suit challenging a takeover is "a nail in the coffin" of so-called disclosure settlements, an expert says.
The issue facing the court in a California case is how to apply the "personal benefit" test for determining insider trading liability.
The $700,000 award is the first to a company outsider, illustrating the broad scope of the SEC's whistleblower program.
The SEC alleges the firm's securities lending desk failed to comply with rules intended to prevent illegal short selling.
Superior’s senior-most officers and certain directors concealed significant losses from loan impairments during the mortgage meltdown, alleges the…
A jury finds the proprietary sales data that a former Capital One employee used to trade in retail stocks was "material."