A whistleblower has alleged the mutual-fund giant charged its funds below-market prices for advisory services to reduce its tax liability.
To earn cooperation credit, a 'corporation does need to produce all relevant facts,' said Deputy Attorney General Sally Quillian Yates.
The Big Four firm could be on the hook for $25 million in damages for failing to properly audit a Madoff feeder fund.
A judge finds Bill Ackman can be sued for allegedly buying a stake in Allergan based on inside information about a takeover bid by Valeant…
A federal jury rejects Gilbert Lundstrom's defense that he never intentionally misled anyone about the Nebraska bank's problems.
The state's attorney general is looking into whether the company failed to disclose the risks that climate change could pose to its business.
The SEC's case against DBRS is the second this year involving credit rating agencies' evaluations of complex financial instruments.
Enforcement actions in the financial reporting and audit area have nearly doubled, to 134, in the past two years, reflecting the SEC's increased…