"This settlement is a stark reminder of what happened to this bank before the financial crisis," the bank's CEO says.
Former Penn West CFO Todd Takeyasu and two deputies improperly reduced operating expenses, SEC says.
The Internet giant has been ordered to change its practices or face further financial penalties.
While millions would become uninsured if the bill became law, group health plans would mostly benefit, observers say.
The 'smart contract' is said to streamline complex insurance policies for multinational clients.
Regulators had fined the rating agency $1.4 million for publishing a "misleading" report that flagged Chinese companies for weak corporate governance.
Tutor Perini alleged the bank did not disclose the ARS market was heading for collapse when it sold the securities to the company.
The court hands Wall Street firms a major victory by finding disgorgement is a penalty subject to a five-year statute of limitations.
The bank agrees to pay $41 million for allowing "significant deficiencies" in its monitoring of billions of dollars in potentially suspicious…
The bankrupt retailer's investigation could result in legal claims against the firms that acquired it in a 2012 leveraged buyout.