Among other things, the accountant and his firm failed to detect fraudulent sales and identify related-party transactions, says the SEC.
The Bank of America unit violated broker-dealer rules that require customer cash and securities be safeguarded in case a firm fails.
The medical device maker will pay $15 million to settle SEC charges that a Danish subsidiary "allowed itself to be used as a slush fund."
The California-based adviser lied about being a CPA and funneled $33 million to a struggling online ticket business.
The U.S. Supreme Court dismissed a lawsuit filed by the European Union that claimed Reynolds American engaged in a pattern of racketeering activity.
An SAP America executive received thousands of dollars in kickbacks for tipping his close friend in advance of SAP's purchase of Concur Technologies.
The retailer says in an antitrust suit that Visa and MasterCard are trying to block the use of PINs to verify chip-card transactions.
The South Korean conglomerate is reportedly the target of a bribery investigation that led to a raid on its headquarters last week.
The SEC says the Chinese citizen made $367,387 in illegal profits by trading on inside information about the takeover of OmniVision Technologies.
The two executives have settled SEC charges that they used false inventory accounting to meet IEC's gross profit margin targets.