The fraud involved real estate tax lien certificates that the broker told clients would earn 6% to 9% annually.
Not only that, they're more likely to be promoted to the top job permanently if they do.
To earn cooperation credit, a 'corporation does need to produce all relevant facts,' said Deputy Attorney General Sally Quillian Yates.
The Big Four firm could be on the hook for $25 million in damages for failing to properly audit a Madoff feeder fund.
A judge finds Bill Ackman can be sued for allegedly buying a stake in Allergan based on inside information about a takeover bid by Valeant…
A federal jury rejects Gilbert Lundstrom's defense that he never intentionally misled anyone about the Nebraska bank's problems.
The state's attorney general is looking into whether the company failed to disclose the risks that climate change could pose to its business.
After a three-week trial, a Manhattan jury found the pair guilty of multiple counts of conspiracy and wire fraud.
The SEC's case against DBRS is the second this year involving credit rating agencies' evaluations of complex financial instruments.