U.S. authorities allege the former CEO and the former finance VP lied about Autonomy's financial health before it was acquired by HP.
The SEC takes the position that public companies must assess and calibrate internal accounting controls for the risk of cyber frauds.
The SEC says the bank allowed ADRs to be “pre-released” while not backed by actual shares, leaving them ripe for potential market abuse.
Automation can process more internal controls data in less time, with greater accuracy, pinpointing suspicious activity that manual auditing might…
The agency "continues to be extremely successful in its efforts to deter bad conduct and effectively remedy harm to investors."
For top executives, managerial experience at an auditing firm is not necessarily a virtue, especially among those who are highly paid, a study finds.
Christopher Faulkner agrees to disgorge the $23.8 million he allegedly misappropriated from investors to pay for a lifestyle of “decadence and…
"This isn't over," said the attorney for defendant Matthew Connolly.
The SEC finds that internal accounting controls failed to prevent nine public companies from losing money to business email fraud.
To the long list of massive administrative headaches multinational finance departments must start thinking about, we may now add trade compliance.