The SEC says Nauman Aly made a $450,000 profit by submitting a bogus takeover offer for Integrated Device Technology.
Pro golfer Phil Mickelson was not charged but agreed to pay back the profits on the trades he made.
Tien Phong Bank says it thwarted an attack involving the same technique used in the theft from the Bangladesh central bank.
The SEC says J. Mac Rust and Christopher Benner siphoned off client funds to pay themselves and invest in risky securities.
Proceeds from the sale of limited recourse bonds issued by an affiliate of the Oglala Sioux Nation were used to buy homes, cars, trips, and jewelry.
The retailer says Visa is encouraging fraud by requiring it to allow customers to verify transactions with a signature rather than a PIN.
The SEC says Louis Martin Blazer took money from the account of a pro athlete to invest in "Mafia the Movie" and another film.
The SEC says two former executives of eAgency claimed they owned millions of dollars of stock warrants in the mobile security company.
ForceField Energy's ex-chairman allegedly paid a publisher and others to hype its stock in exchange for kickbacks they did not disclose.
The SEC says Santos, Postal & Co. failed to properly scrutinize an investment adviser who embezzled $670,000 from clients.