“Akamai and Nortek each promptly tightened their internal controls after discovering the bribes and took swift remedial measures," said an SEC…
Michael Maciocio allegedly misused confidential information about potential Pfizer deals to make trades himself and tip off a stockbroker friend.
The SEC says Haena Park misrepresented her trades were profitable while losing more than $16 million in investor funds since 2012.
The SEC says JSG Capital targeted retail investors, promising high-return investment opportunities “previously only available to the…
U.S. regulators allege Citi manipulated key swaps and interest rate benchmark to benefits its own trading positions.
The SEC says Nauman Aly made a $450,000 profit by submitting a bogus takeover offer for Integrated Device Technology.
Pro golfer Phil Mickelson was not charged but agreed to pay back the profits on the trades he made.
Tien Phong Bank says it thwarted an attack involving the same technique used in the theft from the Bangladesh central bank.
The SEC says J. Mac Rust and Christopher Benner siphoned off client funds to pay themselves and invest in risky securities.
Proceeds from the sale of limited recourse bonds issued by an affiliate of the Oglala Sioux Nation were used to buy homes, cars, trips, and jewelry.