Enforcement actions in the financial reporting and audit area have nearly doubled, to 134, in the past two years, reflecting the SEC's increased…
The N.Y. Attorney General and the U.S. Attorney's Office in Boston are both reportedly investigating DraftKings and FanDuel.
The Cincinnati bank was accused of waiting too long to report that more than 1,400 mortgage loans were defective, resulting in federal insurance…
Former CFO Arthur Knapp agrees to pay $130,000 to settle charges he failed to prevent the misclassification of sales discounts.
Data analysis can play an important role in strengthening a company's internal controls.
The CFO and CEO fabricated nearly all of the Internet services company's revenue using straw buyers and forged documents, says the SEC.
Merchants worry that the chip ‘n’ signature cards being distributed in the U.S. by banks and other issuers are less secure than chip 'n' pin.
Trinity Capital and some of its executives 'grossly misreported its income to shareholders and regulators,' says the SEC.
The case turns on whether Dodd-Frank protections should apply when a whistleblower reports activity only to a company's compliance function and not…
The defendants allegedly made $234,000 by trading in Pharmasset shares based on nonpublic information about a takeover offer.