The bank also says it is facing multiple inquiries over its use of federal low-income housing tax credits.
Billy McFarland agreed to disgorge the $27 million that the SEC says he raised by defrauding investors in his companies.
The decision could affect the tax liability of tech companies that do not share employee stock option costs between related entities.
The SEC says the bank failed to prevent nonpublic information about clients' stock buybacks from being disclosed to other traders and hedge fund…
With "disclosure-only" settlements falling out of favor with courts, fewer investors are suing companies for additional information on planned deals.
Former technician Martin Tripp told the SEC that Tesla has put defective batteries in cars to meet production quotas.
The appeal, if successful, would unravel AT&T's takeover of Time Warner but legal experts see it as a long shot.
Robert Carr and his girlfriend allegedly made more than $250,000 after he tipped her off to a takeover of Heartland Payment Systems.
Ex-CEO Kevin Modany and ex-CFO Daniel Fitzpatrick were accused of hiding the failure of two student loan programs that ITT had guaranteed.
Businesses' total cost of risk declined again in 2017, but cyber insurance costs moved in the opposite direction, rising 33%.