ValueAct failed to notify regulators that it purchased stock in Baker Hughes and Halliburton after the two companies proposed a merger, says the DOJ.
A Chinese subsidiary of Johnson Controls bribed employees of government-owned shipyards, says the SEC.
The $7 million fine is a record in an SEC case alleging blue sheet data omissions by a broker dealer.
“Companies like Warner Brothers need to be straight with consumers in their online ad campaigns," the Federal Trade Commission says.
The SEC says Thomas Avent's broker paid him $50,000 for tips about pending deals involving KPMG clients.
The SEC has been working on a rule that could give activist investors an edge in contested board elections.
As the OECD's BEPS program presses multinationals to clarify their global tax strategy, coordination among tax, finance, and IT departments is…
Regulators decide the finance firm is no longer "systemically important," recognizing GE's extensive divestitures of non-core assets.
Texas oilman Chris Faulkner allegedly spent at least $30 million in investor funds on a “lifestyle of decadence and debauchery.”
The United Kingdom thrived as an EU member, and leaving will destabilize the economy and the country's finances, says S&P.