The private equity firm failed to properly disclose fees and conflicts of interest to limited partners in some funds, the SEC said.
Merrill Robertson and his partner in an investment firm allegedly stole from investors to finance their "luxurious" lifestyles.
Questions will arise over whether an intercompany transaction will be treated by the IRS as debt or as stock.
The American Bar Association recommends that the IRS clarify how tax concepts should be applied to cloud transactions.
The SEC says cardiologist Edward Kosinski traded in the shares of Regado Biosciences based on his knowledge of a heart drug trial.
The Consumer Financial Protection Bureau says its proposal would "drastically overhaul the debt collection market."
The SEC says the bank made "substantial revenues" by misleading clients about the pricing of foreign exchange trades.
Plaintiff filings in federal courts are up 17%, and as many as 6% of S&P 500 companies could be the target of such suits this year.
The benefits in bank conversion are clear, but the path to getting approval from regulators that tend to distrust innovation is challenging.
U.S. Treasury Secretary Jacob Lew says Dodd-Frank Act helped the nation weather Brexit and other shocks to the system.