The fraud involved real estate tax lien certificates that the broker told clients would earn 6% to 9% annually.
A whistleblower has alleged the mutual-fund giant charged its funds below-market prices for advisory services to reduce its tax liability.
The White House has threatened a veto of the FORM Act, saying it would compromise the Federal Reserve's independence.
Barclays did not seek 'to distinguish toxic order flow from instances in which prices merely happened to move in favor of the customer,' said the…
New global rules will require the banks to have a shock-absorbing cushion even though they avoided the 2008 crisis.
To earn cooperation credit, a 'corporation does need to produce all relevant facts,' said Deputy Attorney General Sally Quillian Yates.
The state's attorney general says daily fantasy games offered by DraftKings and FanDuel "easily meet the definition of gambling."