If the acquiring company elects to exempt the target from Sarbanes-Oxley Section 404 internal controls attestation, negative stock returns may follow.
The SEC accuses Gregory Lemelson of making false statements about Ligand Pharmaceuticals after taking a short position in May 2014.
The SEC reaches settlements with a hedge fund manager and the owners of TokenLot in cases alleging registration violations.
The Dutch bank says "it is appropriate that responsibility is taken at [the] executive board level" for shortcomings in its anti-money laundering…
The SEC's move highlights its "strict stance against letting ETFs tracking bitcoin and other cryptocurrencies come to market."
The challenge for today’s risk organization is to have an influential role without turning risk management into a “check the box” regulatory…
Complexities of the Tax Cuts and Jobs Act require chief tax officers to clearly explain its provisions to companies' management teams and boards.
BNP Paribas personnel deliberately traded to move the ISDAfix benchmark in a direction at the precise time it was being set, says the CFTC.
Carl Ruderman allegedly used a substantial amount of the funds raised for a cash-advance business to support his own lavish lifestyle.
Brown-Forman cites a competitive landscape and retaliatory tariffs on American whiskey as reasons for an uncertain profit outlook.